Overview of Other Specialties

In addition to Investment Portfolio Management and Retirement, we have two additional specialties:

1) Peak Earning Stage Optimization for executives, professionals and business owners and

2) Transition Wealth events (for individuals receiving $1 million+ lump sums).

Peak Earning Stage Optimization

We have comprehensive expertise and experience serving as the lead advisor to highly compensated executives, professionals and business owners in the peak earning stage of their careers. Typical objectives out of the gate include:

1) Upgrading the support and systems serving you so you can identify and take full advantage of the tremendous wealth accumulation opportunities you now have as well as those that lie ahead (and avoid the waste and mistakes that are so common when the proper support and system are missing);

2) Take maximum advantage of all executive level, professional or business owner tax-favored benefit plans (stock option plans, deferred compensation plans, retirement plans, incentive compensation plans, etc.); and

3) Structure your balance sheet, cash flow, portfolio, tax planning and estate planning in a manner where you are henceforth operating from a position of superior strength. Robust portfolio management and retirement planning (two of our other specialties) are certainly needed and we seamlessly wrap these services into this specialty to address all of your needs. If you are a CEO or executive of a public company, we are also well prepared to operate within insider trading and other compliance regulations. More

Transition Wealth Events

We define a transition wealth event as a transaction that will result in a substantial increase in liquid investment assets and/or net worth. Typical transition wealth events are selling a business, selling real estate, receiving an inheritance, exercising stock options, experiencing a large lump-sum income event, receiving a large legal settlement, changing employment or retiring (and having to decide on retirement distribution options, rollovers, etc.). Having decades of experience in this space, we have a specialty in knowing what to do before, during and after such events to maximize the net impact and long-term benefit of such an event on your life. Typical objectives out of the gate include:

1) Upgrading the support and systems serving you so you can identify and take full advantage of the tremendous wealth accumulation opportunities you now have as well as those that lie ahead (and avoid the waste and mistakes that are so common when the proper support and system are missing).

2) Take maximum advantage of opportunities before, during and after the transaction to increase the net benefit to you (and, if within your goals and circumstances, your family).

3) Structure your balance sheet, cash flow, portfolio, tax planning and estate planning in a manner where you are henceforth operating from a position of superior strength and permanently enjoying the benefits of the transition wealth event. Robust portfolio management and retirement planning (two of our other specialties) are certainly needed and we seamlessly wrap these services into this specialty to address all of your needs. More